However, the next four items imply a lack of understanding about what is considered Protected Health Information under HIPAA: It is worth noting that, other than mandatory breach notifications, the most likely source of a complaint to HHS Office for Civil Rights is a patient. considered to be PHI because the data are not associated with or is unnecessary and not the objective of the Privacy Rule. TO SEE OUR MOST RECENT CASES AND NEWS, VISIT, Disclosing Your Sexual Orientation or Gender Identity to Healthcare Providers: The Effect of New HIPAA Regulations, 120 Wall Street, 19th Floor, New York, NY 10005, To provide treatment to the patient or to facilitate payment for that treatment, To share information with business associates who work with the provider, To report certain information, such as a diagnosis of AIDS or an incident of domestic violence, to relevant public health authorities when the law requires or permits such reporting, To assist a law enforcement investigation or to provide eligibility information to a public benefits program, For any purpose, as long as the information revealed by the provider does not identify the individual patient. Social Security numbers; This is because the (summarized) definition of PHI is any information relating to an individuals medical condition, treatment for the condition, or payment for the treatment, that is created, received, maintained, or transmitted by a Covered Entity or Business Associate that identifies the individual or could be used to identify the individual.. Many of these organizations are not HIPAA covered entities and therefore not required to comply with HIPAA. If the patient files a complaint with HHS, and HHS agrees that the rules have been violated, HHS may impose a fine on the provider or, in rare cases, pursue criminal charges. We also encourage the Office of the National Coordinator of Health Information Technology to encourage providers to ask the patient what pronoun and name the patient uses, use that pronoun and name when interacting with the patient, and enter this information into the Electronic Health Record. This definition is followed by a footnote that explains a record can be any item, collection, or grouping of information that includes Protected Health Information and is maintained, collected, used, or disseminated by or for a Covered Entity. While this may be a little confusing to follow and likely difficult to make clear to patients unfamiliar with the terminology of HIPAA an explanation of what information is protected by HIPAA could be explained thus: This explanation of what information is protected by HIPAA can help reduce patients misunderstandings about what is considered Protected Health Information under HIPAA and reduce the volume of complaints to HHS Office for Civil Rights. In Additionally, any information that can identify or be used to identify the subject of the information is also protected by HIPAA when it is maintained in the same designated record set as an individuals health information. medical records for research information, such as retrospective Additionally, any information maintained in the same designated record set as the individually identifiable health information that could be used to identify the individual is also protected. identifiers. f: 513.870.6699. Social Security - By fall 2022, the Social Security Administration will remove the requirement that transgender people show proof of identity such as doctor's notes in order to update their gender information in their social security record. For example, in many cases Social Security Numbers have been replaced by Medicare Beneficiary Identifiers, social media handles did not exist when the list of PHI identifiers was compiled, and few people had Emotional Support Animals. Therefore, the gender of an individual - and their LGBTQ status - is Protected Health Information when it is maintained or . Beginning May 23, 2008, HIPAA standard transactions must include NPIs. HIPAA permits a covered entity to share PHI with anyone from the list of potential recipients, subject to the conditions included at 45 CFR 164.510(b) and described below. Protected health information (PHI) is any information in the medical 6. Additionally, other information not included in the list of HIPAA identifiers could be included in a designated record set that could identify an individual or could be used to identify an individual for example details of an emotional support animal or a social media alias. Vehicle identifiers and serial numbers, including license plate numbers; 16. This circular provides a standard to capture structured data for sexual orientation and gender identity (SO/GI) in the data fields of an IHS patient's health record. A designated record set will naturally include identifiers such as names, addresses, dates, etc. f: 740.374.2296, P.O. treatment, payment, or operations. This means a covered entity may not deny a personal representative, as defined in 45 CFR 164.502(g), the rights afforded to the personal representative under 45 CFR 164.502(g) of the Privacy Rule for any reason, including because of the sex or gender identity of the personal representative. The presence of an identifier can be an . When can a healthcare provider use or disclose information regarding her patients health condition, sexual orientation or gender identity? No legacy identifiers (other than the billing/pay-to provider's Tax ID number) may be included on HIPAA standard transactions as of May 23, 2008. Covered entities may also use statistical methods to establish de-identification instead of removing all 18 identifiers. There are numerous examples of what is not considered PHI under HIPAA. Are there any other ways that private information about a patients health condition, sexual orientation or gender identity can be protected against disclosure by a healthcare provider? t: 937.224.5300 However, although the term combination is used in this definition, PHI can be a single item for example, a picture of a baby sent to a pediatrician. and more than one individual does not possess the same direct identifier. For example,[emailprotected], Stillwater MN, and auto registration AYP 197 are not included in PHI when they are not maintained with health information in the same designated record set. For more information about HIPAA and Marriage, see, . Liam has been published in leading healthcare publications, including The HIPAA Journal. Edition synonyms include: Genderqueer; Identifies as neither exclusively male nor female, Non-binary gender), Choose not to disclose. 8. Student health records from UHS and the Optometry Clinic are subject to FERPA, while non-student We think that the Applicable Value Set(s) and Starter Set(s) provide appropriate answer options to measure current gender identity. Code sets outlined in HIPAA regulations include: ICD-10 - International Classification of Diseases, 10 th edition; Health Care Common Procedure Coding System (HCPCS) . A new concept (and corresponding answer list) request for Personal pronoun will be submitted to LOINC and made available in a subsequent release. 18 identifiers were removed. be aggregated into a single category of age 90 or older; 5. Account numbers; Sections 261 through 264 of HIPAA require the Secretary of HHS to publicize standards for the electronic exchange, privacy and security of health information. With a deep understanding of the complex legal and regulatory landscape surrounding patient data protection, Liam has dedicated his career to helping organizations navigate the intricacies of HIPAA compliance. www.healthprivacy.org, Lambda Legal | 120 Wall Street, 19th Floor, New York, NY 10005 | P - 212-809-8585, THIS SITE IS NO LONGER MAINTAINED. In this example, a covered entity that does not provide a patients lawful spouse with access because of the sex of the spouses would be in violation of the Privacy Rule. f: 937.224.5301, 258 Front Street f: 614.227.2390, 1350 Euclid Avenue In the Privacy Rule, standard 164.514 stipulates the Other requirements relating to uses and disclosures of protected health information. The subject of the information and representatives of HHS Office of Civil Rightsmusthave access to information when requested. Suite 1800 Edition code 446151000124109, SNOMED CTU.S. Receive weekly HIPAA news directly via email, HIPAA News This is not surprising, as there are times when the same information can be both protected and non-protected depending on how it is maintained. In addition, HIPAA allows a covered entity to disclose information about a patient as necessary to notify, or assist in the notification of (including by helping to identify or locate), such a person of the patients location, general condition, or death. The only HIPAA identifiers associated with data: dates and or postal address information limited to town or city, state, and zip code. If you have questions, concerns, suggestions about research, a research-related injury or questions about the rights of a research participant, you may contact the Office of the Vice President for Research (VPR) at vpresearch@virginia.edu. A HIPAA violation of this nature is usually considered to be a data breach; and, depending on the consequences of the violation, may have to be reported to HHS Office for Civil Rights and the affected individual(s). It is because of scenarios such as this that there is no list of Protected Health Information. medical information in the course of the research, such as . For example, if a state grants legally married spouses health care decision making authority for each other, such that legally married spouses are personal representatives under 45 CFR 164.502(g), the legally married spouse is the patients personal representative and a covered entity must provide the spouse access to the patients records. Many people describe gender identity as a deeply felt, inherent sense of being a boy, a man, or male; a girl, a woman, or female; or a nonbinary gender (e.g., genderqueer, gender-nonconforming, gender-neutral, agender, gender-fluid) that may or may not correspond to a person's sex . Unique Identifiers Overview; Page Last Modified: 04/25/2022 02:31 PM. 9. Yes. Is age a HIPAA identifier? What is not included in PHI depends on where information is maintained. The covered entity may obtain certification by "a person with appropriate knowledge of and experience with generally accepted statistical and scientific principles and methods for rendering information not individually identifiable" that there is a "very small" risk that the . Marietta, OH 45750-2908 CPT code 55980 identifies an intersex surgery of female to male. It is not intended to be legal advice and does not create or imply an attorney-client relationship. Examples of research using only RHI and thus not subject to HIPAA providing a health care service such as diagnosis or treatment. Deception and/or Withholding Information from a Participant, Research in an International Setting and/or Location, Instruments, Educational Tests, Benign Interventions, Obligation to Share Data with Participants, IRB Social and Behavioral Sciences (IRB-SBS). Moreover, the list of potential recipients of PHI under 45 CFR 164.510(b) is in no way limited or impacted by the sex or gender identity of either the patient or the potential recipient. Official websites use .gov What rights do the new privacy rules grant to patients? If the patient is incapacitated or not available, a covered entity may share information when, in its professional judgment, doing so is in the patients best interest. No permission required:> In a variety of other circumstances, a healthcare provider may disclose information about a patient without the patients consent. He has extensive experience in healthcare privacy and security. Therefore, it is not necessarily be the case that Covered Entities, Business Associates, and members of their respective workforces have a lack of understanding about what is considered Protected Health Information under HIPAA, but rather that patients need better educating about what HIPAA Protected Health Information is. All rights reserved. knowledge that the research subject could be re-identified from the Male-to-Female (MTF)/Transgender Female/Trans Woman. In most cases, this should mean that the provider cannot disclose a patients sexual orientation or gender identity without the patients consent. The Department of Health and Human Services (HHS) lists the 18 HIPAA identifiers as follows: Patient names Geographical elements (such as a street address, city, county, or zip code) PHI is any combination of health information and identifiers when they are maintained in the same designated record set. Cincinnati, OH 45202-4152 An incidental disclosure is a secondary, accidental disclosure that cannot reasonably be prevented, is limited in nature, and that occurs as a result of another disclosure permitted by the Privacy Rule for example, if a physician invites a health plan employee to his office to discuss payments, and the health plan employee passes a patient he or she recognizes in the waiting room. Specifically, the rules create limited safeguards for all protected health information, which includes any information that relates to (1) a patients past, present or future physical or mental health or condition, (2) the provision of healthcare to the patient, or (3) payment for the patients healthcare. Information about sexual orientation and gender identity is an essential part of any medical history. To simplify a definition of what is considered PHI under HIPAA: health information is any information relating a patients condition, the past, present, or future provision of healthcare, or payment thereof. to derive the codes be disclosed. Additionally, other information not included in the list of HIPAA identifiers could be included in a designated record set that could identify an individual or could be used to identify an individual - for example details of an emotional support animal or a social media alias. An example of a heuristic, lexical, and pattern-based system is deid, which is an automated Perl-based de-identification software package that uses lexical look-up tables, regular expressions, and simple heuristics to locate both HIPAA PHI, and an extended PHI data set that includes doctors' names and years extracted from dates (Table 2). Importantly, this also includes any data relating to a family member, friend, or employer that could identify the individual. record. 100 South Third Street All elements of dates (except year) for dates directly related to an individual, including birth date, admission date, discharge date, date of death; and all ages over 89 and all elements of dates (including year) indicative of such age, except that such ages and elements may be aggregated into a single category of age 90 or older; Vehicle identifiers and serial numbers, including license plate numbers; Biometric identifiers, including finger and voice prints; Full face photographic images and any comparable images; and, Any other unique identifying number, characteristic, or code (note this does not mean the unique code assigned by the investigator to code the data), Physical Address:One Morton Dr. Suite 400 List of 18 Identifiers. Definition of Limited Data Set April 2015 ' A "limited data set" is a limited set of identifiable patient information as defined in the Privacy Regulations issued under the Health Insurance Portability and Accountability Act, better known as "HIPAA". The new privacy rules regulate disclosure of a wide range of information about patients. What health information is protected by federal law depends on the federal law and whether it is preempted by state law. Submitted by baxterjanetc@g on 2017-11-20. When do medical providers have to tell patients about their privacy rights? This is for informational purposes only. Edition code 446141000124107. In other words, there are many situations where a patients disclosures to a doctor may not remain confidential. This refers to data which have been stripped of all subject identifiers, including all 18 HIPAA identifiers. Finally, if the individual is deceased, a covered entity may share information with a person who was involved in the individual's care or payment for care prior to the individual's death, unless doing so is inconsistent with any prior expressed preference of the individual that is known to the covered entity. In many locations, states have passed privacy laws with more stringent protections than HIPAA and, in these locations, state law preempts HIPAA. If the threats could be reasonably anticipated, covered entities and business associates are required to implement measures to protect against the threats occurring, or mitigate the consequences if the threats occur. medical records. Race, gender, or name are examples of quasi-identifiers. 3. Glossary of gender identity terms This guide was created with help from GLAAD. The covered entity must have a data use agreement in order to disclose the LDS. Fax numbers; Subscriber Gender Code "F", "M", "U" REF01: Reference Identification Qualifier "SY . Any other unique identifying number, characteristic, or code (note Any disclosure of HIPAA data is a HIPAA violation if it is permitted by the Privacy Rule or authorized by the individual to whom the data relates. not disclosed to the subject; and testing conducted without any PHI "Mr. Jones has a broken leg" is individually identifiable health information. HIPAA and the Red Flag Rule all require verification of legal identity in settings such . Information that has certain identifiers (ee "identifiers"s below) removed in accordance with 45 CFR 164.514; no longer considered to be Protected Health Information. In conclusion, the HIPAA identifiers are the list of identifiers compiled more than twenty years ago that the Privacy Rule stipulates must be removed from a designated record set before any remaining health data is no longer protected by the Privacy Rule. Receive the latest updates from the Secretary, Blogs, and News Releases. When patients provide a response to this question in a patient portal, it could contradict with the information collected by providers. Liam was appointed Editor-in-Chief of The HIPAA Guide in 2023. Email addresses (personal, business, etc), Personal websites (blogs, individually owned URL, etc), Date of birth (Please note that the full date is an identifier; however, if you want to collect an individuals age, year of birth, and/or month of birth, this information is not considered an identifier. three digits of a zip code for all such geographic units containing 20,000 ), Individual account numbers (credit cards, banks accounts, etc), Individualized account login information (login id, passwords, etc). Personally Identifiable Information (PII), by contrast, is a general term and covers any data that can be used to identify an individual. Names; 2. Therefore: "A broken leg" is health information. except for the initial three digits of a zip code, if according to the from their name. In 2013, the World Professional Association for Trangender Health Electronic Medical Record Workging Group published recommendations for how gender should be recorded in EHRs. Because information about a patients sexual orientation and gender identity is often very relevant and sometimes absolutely crucial to the provision of healthcare, it is protected by the federal privacy rules as well. The following are considered limited identifiers under HIPAA: geographic area smaller than a state, . subject to HIPAA regulations. Act (FERPA). Help with File Formats and Plug-Ins. HIPAA Advice, Email Never Shared The HIPAA identifiers are sometimes confused with definitions of Protected Health Information, so it is important to know what are HIPAA identifiers and why they may not necessarily be PHI. HIPAA identifiers may contain direct or quasi-identifiers. 1. A covered entity may disclose a LDS for public health purposes, including those that are emergency preparedness activities. Indeed, Emotional Support Animals are a good example of when non-health information can be both protected and non-protected depending on how information is maintained. year) indicative of such age, except that such ages and elements may Brown from New York could be considered PHI if the information is maintained in a designated record set with either Mr. Browns health information or the health information of a family member, employee, or close personal friend.