Planned, executed and managed several private and public financial statement audit engagements simultaneously. Processed and reconciled weekly ADP payroll which include Commissions and Bonuses. Experienced auditor focused on improving business compliance, workflow and processes through detailed audits and optimization recommendations. Here are a few tweaks that could improve the score of this resume: 2023, Bold Limited. Prepared monthly financial statements and analysis. Developed and executed financial and regulatory compliance audit testing programs for financial institution with assets of approximately $18 billion. Career summary. Trained Certified Public Accountants (CPA's) on fundamentals of proper credit union auditing. Responsible for scoping, executing, documenting and reporting in accordance with stated timeframes and Departmental Standards, Appling analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls, Communicating audit results and presenting recommendations on operations and controls to the business unit, Reviewing work to ensure that Departmental Audit Standards have been met, Coordinating with the Specialist Audit Teams (e.g., IT, Risk Management) to ensure evaluations of related areas occur timely and cover key areas within the audit engagement, Experience auditing Asset Servicing and Asset Management activities together with knowledge of risks and controls of these activities, including operational, compliance and credit risks, Specific experience of regulatory client reporting, tax reporting and depositary activities within the EMEA region would be beneficial, Internal Audit of the company within the EMEA and globally, Assess internal controls within operational and financial processes, Escalate any audit findings as appropriate, Report any findings to facilitate the improvement in the efficiency of controls, Work alongside management to resolve any findings, Adhoc duties as required within the Audit function, Travel overseas for approximately two weeks per month, 2-3 Years' experience in small to medium sized accounting practice or internal audit function in a multi-national company, Ability to work independently, and closely with Senior Management, Be responsible for entire internal audit programme, Monitor Finance related items on Company Action Plan, Determine that delivered work is of high quality and is reviewed by next level reviewer, Anticipate and identify risks, and escalates issues as appropriate, Develop positive relationships with peers, supervisors, and mentors/counselors who can provide advice and support, Develop rapport with client teams by demonstrating an understanding of their needs, displaying good listening skills, and asking appropriate questions, Provide feedback to the team about clients needs so that EY responds effectively, Demonstrate respect for differences in individual styles and backgrounds, Drive personal development by fulfilling recommended experiences and learning curricula, and seek out coaching and feedback on a regular basis, Maintain independence and objectivity, complying personally with all applicable professional standards, EY policies and regulatory requirements, Communicate ideas to improve work in progress, surfacing problems, Develop an inclusive and globally aware mindset, by understanding and respecting all the different backgrounds and styles of colleagues, 1 to 2 year experience in risk or auditing field, Performing internal audits, formulating the annual audit plan and following up on all findings, Control self assessments, with half yearly reports, Ad hoc duties including reviewing treasury transactions, insurance renewals, corporate governance compliance and crisis emergency management, 1-3 year Finance/Accounting experience with prior internal audit experience strongly preferred, Experience leading and/or participating in financial and operational audits, Knowledge of Generally Accepted Accounting Principles, Generally Accepted Auditing Standards, Sarbanes-Oxley implementation as well as fundamentals of COSO, COBit and financial statement assertions and other regulatory requirements, Strong written and oral communications skills: Ability to communicate with and build working relationships across all levels of organization, Experience with the integrated audit approach, Strong interpersonal and presentation abilities, Exposure to: management, accounting, H/R, Information Systems, Sarbanes Oxley, Experience collaborating with coworkers and management, Analytical skills and knowledge of accounting practices, Examine and analyze transactions, documents, records and reports, Evaluate internal systems, including operational methods and accounting, Explain regulations, principles, guidelines, and procedures, Provide recommendations in order to improve processes, procedures and reporting, Prepare oral presentations and written reports to management supporting results of audit examinations, conclusions and recommendations, Perform post audit follow up to determine adequacy of corrective actions taken, Bachelor's degree in accounting or business administration, Knowledge of dealership accounting, auditing, and operations, Knowledge and understanding of Generally Accepted Accounting Principles (GAAP), Strong analytical skills and good judgment are required, Experience in word processing, spreadsheet applications (MS Excel, Word, etc. Bachelor of Science California State University, Hayward, Hayward, CA Business Administration/Accounting Passed CPA exam. Big 4 or large consulting firm experience a plus, Experience with Sarbanes-Oxley requirements is required, Knowledge of SOX 404, financial reporting, accounting, and general business processes, Work independently, plan, organize, and manage time efficiently, Proficient with Excel, Word, Visio, PowerPoint, and Windows software required, Apply specialized technical knowledge and expertise to perform reviews relating to the full life cycle of models, information technology applications, or risk management/analysis used across the company, Document details of planning and walkthrough meetings. Unless specifically stated otherwise, such references are not intended to imply any affiliation or association with LiveCareer. Copyright 2006-2022 | All Rights Reserved | Privacy Policy, What Resume Format to Use? MBA, CPA, CISA and/or CIA a plus, Strong project management and business analysis skills. Identify and discuss audit findings with audit team and document exceptions. A compliance audit is a report on the assessment of a company and its adherence to policies and regulatory guidelines. Federal, state and local authorities require companies to comply with tax codes regarding accounting and reporting. It conducts the audits to protect the interests of these groups. We sorted the top senior auditor skills based on the percentage of senior auditor resumes they appeared on. Coordinated with both management and various departments to determine that proper auditing procedures and company policies were implemented. You can work as an internal auditor and work for one company as an employee, or you can work as an external auditor who may work for multiple companies in a consultant capacity. Audit and Tax Senior for a large local CPA firm with a diverse large closely held client base. 1. Assist with drafting audit reports and key deliverables (e.g., ICIs), Collaborate and share knowledge with audit teams across the Internal Audit organization, as appropriate. Ability to travel for extended periods of time within the region. Underneath your profile, create a core skills section to make your most relevant skills jump off the page at readers. Supervised audit engagements tasked with evaluating corporate management, business processes, business controls, risk assessments and operating practices. 1. 9-Achieved a high rating with insignificant findings on selected Audit Quality Review (AQR) files. Recorded deposits, checks, and funds received thru lockbox, ACH, credit cards, wire, and electronic files. 1-Planned efficient audits resulting in 10% reduction of audit costs. Delegated assignments and special projects to assigned subordinates. Entrusted to run audit engagements within one year of hire. Integrated comments from a PCAOB inspection into audit procedures and documentations, specifically related to revenue recognition and internal controls. The eight most common skills for senior auditors in 2023 based on resume usage. Experience with audit management software (TeamMate, ACL, etc.) 2-Acted as a key reference for banking regulations in the Palestinian Market. Communication Tools - Proficient in Lotus Notes and MS Office. ), Communicate and interact effectively (both orally & in writing) with other members of the audit team and auditees, Assist the in-charge auditor in planning and administration of audit assignments, Assist with internal audit of US and foreign business operations, Assist with risk management, planning, execution and communicating audit results, Identify risk areas and assess effectiveness of controls, Perform financial, operational and compliance audits, Test internal controls for SOX compliance, Perform financial, Sarbanes-Oxley and operational audits in a professional manner, Conduct interviews with process owners to gain understanding of the related business area, Evaluate the company's internal control environment and assess the design, effectiveness and adequacy of processes based on walkthroughs and compliance testing, Document process flows to show control activities and areas of possible process improvements, Perform audit tests developed to validate control understanding and operation, Evaluate test results formulating conclusions and recommendations about the internal controls and efficiency of the process, Communicate the results of the audit, both verbally and in a written format, to business process owners, Assure the execution of action plans are timely and effective by following up with management, 2-3 years experience in public accounting and/or large multi-national corporation, Wholesale and retail industry experience preferred, Knowledge of generally accepted accounting principles, COSO Framework and Sarbanes Oxley requirements, Strong oral and written communication skills and interpersonal skills, Ability to work independently and multi-task in a dynamic work environment, Must be proficient in MS Office (Word, Excel, PowerPoint), 2+ years of progressive Audit experience working within a Big 4, a renowned regional Public Accounting firm, and/or an Internal Audit Department, Experience with CAAT software. The first is OK, but it's not nearly detailed enough. transfer agents, fund administration, distributors, etc. Learn how to conduct an audit from start to end. Christian Eilers, CPRW Career Expert Updated 06/15/2023 Provided consulting services on Medicare reimbursement issues and compliance. Implement Windows Migrations to smoothly transfer data to newer operating systems. Advanced training in risk assessments, management controls and audit planning. This audit is often conducted on a particular part of the finances, such as the accounting records or financial statements, but may also include other areas of business including the business information systems and operations. Strong aptitude for financial analysis and advanced critical thinking skills, Excellent communication, presentation and time management skills, Detailed knowledge of Excel and Word is a must, Open to travel (up to 40%), including international travel, Assisting the Chief Audit Executive to assess and implement an ongoing risk assessment of information technology activities corporate wide, identify key risks and controls, develop strategies to test those controls and perform tests in respect of security and compliance, Documenting analysis of various process/function flows of functional and program activities using information technology, Developing data mining capabilities, and performing analytical analysis of data. Performed substantive audit procedures/testing; identification misstatements/errors in account balances/processes. and/or Information Technology (IT) processes and infrastructure, as well as Sarbanes-Oxley (SOX) readiness reviews and testing, Gain an understanding of client risks, controls, and areas of operational improvement, Create internal control documentation related to internal audit and SOX and identification of key control points, including narratives and process and data flows, Apply internal audit standards in planning and execution of internal audit reviews/projects, Apply problem-solving skills and deliver audit methodology on engagements, Good understanding of internal controls and/or audit experience in back-office operations for Wealth Management and Investment Management Operations, General understanding of front-to-back processes for sales & trading activities for equities and fixed income. They evaluate the strength, policy adherence, user access, and risk and complex issue management. Learn the complete accounting cycle -recording business transactions to presenting the Balance Sheet & Income Statement 14. Top 10 auditor resume dos and don'ts Auditor resume sample Conducted company-wide surveys of 800+ employees and detailed interviews assessing internal control effectiveness and SOX implementation. Worked with internal and external parties to organize the various components needed to initiate, run and conclude projects resulting in increased funding for a rehabilitation project by 40%, Coordinated schedules and activities for different projects. Performed statistical based sampling using AICPA sampling guidance to select samples for testing. Recruiters and hiring managers suggest short, succinct bullet points, instead of long, wordy paragraphs. One of the best ways to learn the skills needed to bea senior auditor is to take online courses to advance your career, like those provided by Udemy and Coursera. Assist in identifying controls to mitigate potential risk factors within assigned process/areas. Practiced in design and planning of audit assurance and non-assurance engagements and conducting due diligence. Oracle experience a plus, Recent graduate to three years of relevant experience (internal or external audit), Execute audit programs under limited supervision, Prepare and review reports and audit findings. It should be made up of 2-3 columns of bullet points of your relevant skills. Conducted audits of New York State licensed Property and Casualty companies with responsibility for preliminary and post audit engagement process. Organizations in the financial services sector are concerned with money and risk management. Produced monetary recovery of more than $1 million by identifying errors in contractor billing. Browse through our resume examples to identify the best way to word your resume. Your address doesn't need to include your street name or house number - listing your city and state works just fine. Requires knowledge of basic business application and general IT controls. WorkBloom's goal is to help you find work and reach your highest aspirations, one step at a time. Acted as chief contact with external auditors for the review of the Form 10-Q's and supporting documentation. Communicated audit results and identified issues to client management. : CPA, CIA, etc. Prepare financial statements, formal written audit reports, findings and management letter recommendations. Performed operational and compliance audits of key areas of the Bank. Ability to evaluate the proper design and function of internal controls over financial reporting, Ability to communicate in a manner to gain the respect and confidence of employees at all levels from staff to senior management, both orally and in writing, including the ability to interview persons to extract sensitive information, Bachelor's Degree in Accounting/Finance or related discipline with a minimum of two years audit experience, preferably in public accounting or internal audit. It appears on 8.4% of resumes. Developed audit plans, evaluated accounting operations and coordinated fieldwork for various types of not for profit engagements. Worked collaboratively with internal and external contacts, utilizing excellent interpersonal and communication skills. May conduct audit activities under direction of the Bank's independent public accountant, Reviews the Bank's insurance coverages on a periodic basis to ensure adequate coverage against loss, Submits written reports of internal audit reviews to senior management and the Directors'' Audit Committee, including findings, conclusions and recommended actions, 3+ years of previous Audit experience (Financial; Operational; Products), Knowledge of and experience in Capital Markets Sales and Trading businesses including Equities, Fixed Income, Currencies and Derivatives, Previous experience with Front to Back Capital Markets processes, including Operations, Finance and Risk Management, Auditing for compliance, finance, and operations in accordance with GAAP, Preparation of audit workpapers and documentation, Evaluate compliance with established policies, 2+ years of experience in documenting and testing SOX controls, Bachelor's and/or Master's Degree in Business Administration, Experience within the Financial Services industry, Document, diagram and present complex/technical material that can be understood by a broad audience, Complete assigned projects timely, accurately and professionally, 1+ years minimum work experience developing data analytics routines and/or basic programming (SQL preferred), Problem-solving/mathematical skills and a desire to learn about various automated business functions, Ability to interact internally with staff and management, Excellent written, interpersonal and presentation skills.